Reliable legal advice regarding to Financial Services Authority

MBS Solicitors are able to provide clear, reliable legal advice on matters pertaining to a prosecution or a potential prosecution involving the Financial Services Authority (FSA).  In the event of a prosecution, the Courts can impose a custodial sentence, or a fine or both.

The FSA is responsible for regulation of the financial services industry.  The FSA is responsible for investigation and eradication of financial misconduct, such as:

  • Money Laundering;
  • Fraud and Business Crime;
  • Abuse of Financial Markets.

The penalties which can be imposed by the FSA include:

  • Issuing fines;
  • Impose financial penalties on the business;
  • Issue warnings, supervisory and decision notices;
  • Withdraw financial permissions and Authorisations.

Contact a Lawyer at MBS Solicitors

At MBS Solicitors, our clients expect prompt and attentive legal services – and we provide it cost effectively.  Whether you have been issued with a warning notice or facing penalties imposed by the FSA or would simply wish to discuss your concerns, contact MBS Solicitors for advice.

Contact us