Reliable legal advice regarding to Financial Services Authority
MBS Solicitors are able to provide clear, reliable legal advice on matters pertaining to a prosecution or a potential prosecution involving the Financial Services Authority (FSA). In the event of a prosecution, the Courts can impose a custodial sentence, or a fine or both.
The FSA is responsible for regulation of the financial services industry. The FSA is responsible for investigation and eradication of financial misconduct, such as:
- Money Laundering;
- Fraud and Business Crime;
- Abuse of Financial Markets.
The penalties which can be imposed by the FSA include:
- Issuing fines;
- Impose financial penalties on the business;
- Issue warnings, supervisory and decision notices;
- Withdraw financial permissions and Authorisations.
Contact a Lawyer at MBS Solicitors
At MBS Solicitors, our clients expect prompt and attentive legal services – and we provide it cost effectively. Whether you have been issued with a warning notice or facing penalties imposed by the FSA or would simply wish to discuss your concerns, contact MBS Solicitors for advice.
